Securities

Demonstrate the effect on business from laws applying to the environment and securities.

Prompt: Review the website of the Securities and Exchange Commission at https://www.sec.gov/litigation/litreleases.shtml

Choose a case listed at the SEC site. Briefly summarize the case and discuss the rule or regulation that was violated. What did the individual or company do in the case that violated the rule or regulation? Relate this back to the concepts discussed in your text. (Be sure to cite.)

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